ISO/TR 17068:2012 Information and documentation

ISO/TR 17068:2012 is a technical report published by the International Organization for Standardization (ISO) under the title “Information and documentation – Trusted third party repository for digital records.” This document provides guidelines and recommendations for establishing and maintaining trusted third-party repositories (TTPRs) that are responsible for the long-term preservation and management of digital records.

Key aspects covered in ISO/TR 17068:2012 include:

  1. Scope and Definitions: Defines the scope of TTPRs and key terms related to digital records and preservation.
  2. Organizational Framework: Provides guidance on the organizational structure and governance required for effective TTPRs, including roles and responsibilities.
  3. Technical Infrastructure: Discusses the technical requirements and considerations for TTPRs, such as storage systems, data formats, and migration strategies to ensure long-term access and preservation of digital records.
  4. Metadata Standards: Recommends metadata standards and practices for describing digital records within TTPRs to facilitate search, retrieval, and understanding of the content over time.
  5. Audit and Certification: Outlines audit procedures and criteria for evaluating TTPRs to ensure compliance with established standards and best practices in digital preservation.

ISO/TR 17068:2012 is particularly valuable for organizations and institutions that need to establish or evaluate trusted repositories for managing and preserving digital records, ensuring their authenticity, integrity, and accessibility over extended periods. It aims to promote consistency and reliability in the management of digital information, supporting the long-term reliability and usability of digital records for various stakeholders.

ISO/TR 17068:2012 is a technical report published by the International Organization for Standardization (ISO) titled “Information and documentation – Trusted third party repository for digital records.” As a technical report, it provides guidance and recommendations rather than specifying requirements like a standard. The purpose of ISO/TR 17068:2012 is to offer guidelines for the establishment and management of trusted third-party repositories (TTPRs) responsible for the long-term preservation and accessibility of digital records.

Here are some key points about ISO/TR 17068:2012:

  1. Scope: The technical report defines the scope of TTPRs and outlines their role in preserving digital records securely and reliably over time.
  2. Guidelines: It provides guidelines on organizational requirements, technical infrastructure, metadata standards, and audit procedures necessary for effective TTPRs.
  3. Long-term Preservation: ISO/TR 17068:2012 emphasizes the importance of maintaining the authenticity, integrity, and accessibility of digital records for extended periods.
  4. Audience: It is intended for organizations and institutions that manage digital records and need to establish or improve TTPRs to ensure the reliability and longevity of their digital holdings.
  5. Compliance: Although not mandatory, following the guidelines in ISO/TR 17068:2012 can help TTPRs align with best practices in digital preservation and meet the expectations of stakeholders concerned with the long-term management of digital information.

In summary, ISO/TR 17068:2012 serves as a resource for those involved in digital preservation, offering practical recommendations to enhance the trustworthiness and sustainability of digital repositories for records management.

ISO/TR 17068:2012 is a technical report that provides guidelines and recommendations for establishing and managing trusted third-party repositories (TTPRs) for digital records. While it is not a mandatory standard like some ISO standards, it is highly relevant to organizations and institutions that are responsible for the long-term preservation and management of digital records.

Here are the main groups of stakeholders who would find ISO/TR 17068:2012 useful or relevant:

  1. Archives and Libraries: Institutions that collect and preserve digital records and archives, such as national archives, libraries, and historical societies.
  2. Government Agencies: Entities responsible for managing public records and ensuring their long-term preservation, such as government archives and records management offices.
  3. Corporate Records Managers: Organizations that need to maintain and preserve digital records for legal, compliance, or historical purposes, such as corporations, financial institutions, and healthcare providers.
  4. Research Institutions: Academic and research organizations that manage digital collections, research data, or scholarly outputs.
  5. Information Management Professionals: Professionals involved in information and records management, digital preservation, and information technology (IT) infrastructure.
  6. Standards and Compliance Bodies: Organizations involved in setting standards or regulations related to digital preservation and records management.

ISO/TR 17068:2012 provides guidance on best practices for establishing and maintaining trusted repositories to ensure the authenticity, integrity, and accessibility of digital records over time. While adherence to this technical report is voluntary, following its recommendations can help organizations enhance their digital preservation efforts and meet the expectations of stakeholders concerned with long-term access to and usability of digital records.

ISO/TR 17068:2012 is not a mandatory standard like some ISO standards that organizations are required to comply with for certification or regulatory purposes. Instead, it is a technical report that provides guidelines and recommendations for establishing and managing trusted third-party repositories (TTPRs) for digital records.

The recommendations in ISO/TR 17068:2012 are typically relevant and useful in the following scenarios:

  1. Organizational Best Practices: Organizations that are responsible for managing digital records, such as archives, libraries, government agencies, and corporate entities, can use ISO/TR 17068:2012 as a reference to establish best practices for digital preservation and repository management.
  2. Quality Assurance: Even though compliance with ISO/TR 17068:2012 is voluntary, adhering to its guidelines can help ensure that TTPRs meet recognized standards of quality, reliability, and longevity in preserving digital records.
  3. Stakeholder Expectations: Organizations seeking to build trust with stakeholders concerned about the long-term preservation and accessibility of digital records may choose to implement the recommendations in ISO/TR 17068:2012 to demonstrate their commitment to sound digital preservation practices.
  4. Educational and Guidance Purposes: It serves as a valuable educational resource for professionals involved in information management, digital preservation, and records management, providing them with guidance on establishing and managing TTPRs effectively.

In summary, while ISO/TR 17068:2012 is not mandatory, it provides valuable guidance for organizations seeking to establish or enhance trusted third-party repositories for digital records, ensuring they adhere to recognized best practices in digital preservation and management.

ISO/TR 17068:2012 is not a mandatory standard, so there is no specific jurisdiction or regulatory framework that requires organizations to comply with its guidelines. Instead, it serves as a voluntary technical report published by the International Organization for Standardization (ISO), providing recommendations and best practices for establishing and managing trusted third-party repositories (TTPRs) for digital records.

However, the principles and guidelines outlined in ISO/TR 17068:2012 are highly relevant and beneficial to various types of organizations and institutions worldwide, including:

  1. Archives and Libraries: National and regional archives, libraries, and cultural institutions responsible for preserving and providing access to digital records and collections.
  2. Government Agencies: Public sector organizations that manage government records and information, ensuring their long-term preservation and accessibility.
  3. Corporate Organizations: Companies and businesses that need to manage digital records for compliance, legal, operational, or historical purposes.
  4. Research Institutions: Universities, research centers, and scholarly organizations that handle research data, publications, and digital scholarly outputs.
  5. Information Management Professionals: Professionals involved in information governance, records management, digital preservation, and IT infrastructure management.
  6. Standards and Certification Bodies: Organizations involved in setting industry standards or certifications related to digital preservation and information management.

While compliance with ISO/TR 17068:2012 is voluntary, organizations in the above sectors can benefit significantly from implementing its guidelines to enhance the trustworthiness, reliability, and long-term accessibility of their digital records and collections. It provides a framework for ensuring that digital records are preserved in a manner that maintains their authenticity and usability over time, meeting the needs and expectations of stakeholders and users.

ISO/TR 17068:2012, as a technical report issued by the International Organization for Standardization (ISO), provides guidelines and recommendations rather than enforceable requirements. Therefore, it is not something that organizations are mandated to follow by law or regulation. Instead, its relevance and application depend on the context and goals of the organizations involved in managing digital records.

Here’s how ISO/TR 17068:2012 can be considered as “required” or beneficial:

  1. Best Practices: It outlines best practices for establishing and maintaining trusted third-party repositories (TTPRs) for digital records. Organizations aiming to implement robust digital preservation strategies can use these guidelines to ensure that their repositories meet recognized standards of reliability and longevity.
  2. Organizational Standards: While not mandatory, adherence to ISO/TR 17068:2012 can help organizations align with industry standards and demonstrate a commitment to sound information management practices. This can be particularly important for institutions that need to assure stakeholders about the integrity and accessibility of their digital records over time.
  3. Voluntary Compliance: Many organizations voluntarily choose to adopt ISO/TR 17068:2012 to enhance the trustworthiness and sustainability of their digital repositories. It provides a structured approach to managing digital records that helps mitigate risks associated with technological obsolescence, format changes, and data loss.
  4. Educational Resource: It serves as an educational resource for professionals involved in digital preservation, records management, and information governance. By familiarizing themselves with ISO/TR 17068:2012, professionals can gain insights into effective strategies for preserving digital content and ensuring its accessibility.

In summary, while ISO/TR 17068:2012 is not legally required, its guidelines are highly recommended for organizations seeking to establish or improve trusted repositories for digital records. Adhering to these guidelines can enhance the reliability and longevity of digital information assets, thereby meeting the needs of stakeholders and ensuring compliance with recognized best practices in digital preservation.

A case study on ISO/TR 17068:2012 would typically involve an organization or institution that has implemented the guidelines and recommendations from this technical report to enhance their management of digital records. While specific case studies may not be widely documented due to the voluntary nature of ISO/TR 17068:2012 adoption, here’s a hypothetical example to illustrate its potential application:

Case Study: National Archives Digital Preservation Initiative

Background:
A national archives institution is tasked with preserving and providing access to a wide range of digital records, including historical documents, government records, and cultural artifacts. Facing challenges such as format obsolescence, technological changes, and increasing volumes of digital content, the archives decides to implement a comprehensive digital preservation strategy based on international standards.

Implementation Steps:

  1. Adopting ISO/TR 17068:2012 Guidelines:
    The archives institution reviews ISO/TR 17068:2012 and decides to adopt its guidelines for establishing a trusted third-party repository (TTPR) for digital records. They identify the need to ensure the long-term authenticity, integrity, and accessibility of their digital holdings.
  2. Organizational Framework:
    The institution establishes a dedicated digital preservation unit responsible for implementing and maintaining the TTPR. They define roles and responsibilities, governance structures, and policies aligned with ISO/TR 17068:2012 recommendations.
  3. Technical Infrastructure:
    Based on ISO/TR 17068:2012 guidance, the archives invests in robust storage systems, backup solutions, and metadata management tools. They implement migration strategies to manage format changes and ensure the continued accessibility of digital records.
  4. Metadata Standards:
    Following ISO/TR 17068:2012 recommendations, the archives develops and implements standardized metadata schemas to describe digital records accurately. Metadata includes information about content, context, provenance, and preservation actions taken.
  5. Audit and Certification:
    To validate compliance with ISO/TR 17068:2012 and ensure continuous improvement, the archives conducts regular audits of their digital preservation practices. They engage external auditors to assess adherence to standards and identify areas for enhancement.

Outcomes and Benefits:

  • Enhanced Trustworthiness: Stakeholders, including researchers, government agencies, and the public, have increased confidence in the integrity and authenticity of digital records preserved by the archives.
  • Long-term Access: Digital records remain accessible and usable over time, despite technological changes, format obsolescence, and other challenges.
  • Cost Efficiency: By implementing standardized practices from ISO/TR 17068:2012, the archives reduces risks associated with data loss, ensures compliance with legal and regulatory requirements, and optimizes resource allocation.

Conclusion:

This hypothetical case study illustrates how an organization, such as a national archives institution, can leverage ISO/TR 17068:2012 guidelines to establish and maintain a trusted third-party repository for digital records. By adopting best practices in digital preservation, the institution enhances its ability to preserve cultural heritage, facilitate research, and meet stakeholder expectations for reliable access to digital information over the long term.

White Paper: Implementing ISO/TR 17068:2012 for Digital Records Preservation

Introduction

In today’s digital age, the challenge of preserving and maintaining the integrity of digital records is increasingly significant. Organizations across various sectors, including archives, libraries, government agencies, and corporate entities, are tasked with ensuring that digital information remains accessible, authentic, and usable over extended periods. To address these challenges, the International Organization for Standardization (ISO) has published ISO/TR 17068:2012, providing guidelines and recommendations for establishing trusted third-party repositories (TTPRs) for digital records.

Overview of ISO/TR 17068:2012

ISO/TR 17068:2012 serves as a comprehensive framework for organizations seeking to implement effective digital preservation strategies. It emphasizes the importance of maintaining the authenticity, integrity, and accessibility of digital records through structured approaches and standardized practices. Key aspects covered in ISO/TR 17068:2012 include:

  1. Organizational Requirements: Guidelines for establishing governance structures, defining roles and responsibilities, and implementing policies to support digital preservation efforts.
  2. Technical Infrastructure: Recommendations for selecting and maintaining appropriate storage systems, backup solutions, and migration strategies to mitigate risks associated with technological obsolescence and format changes.
  3. Metadata Standards: Guidance on developing and implementing metadata schemas to describe digital records comprehensively, including information about content, context, provenance, and preservation actions.
  4. Audit and Certification: Procedures for conducting audits to assess compliance with ISO/TR 17068:2012 guidelines and ensure continuous improvement in digital preservation practices.

Benefits of Implementing ISO/TR 17068:2012

  • Enhanced Trust and Reliability: By adhering to ISO/TR 17068:2012, organizations can enhance trust among stakeholders, including researchers, government agencies, and the public, by demonstrating commitment to maintaining the authenticity and integrity of digital records.
  • Long-Term Accessibility: Standardized practices recommended in ISO/TR 17068:2012 help ensure that digital records remain accessible and usable over time, preserving valuable information for future generations.
  • Cost Efficiency: Implementing structured digital preservation strategies based on ISO/TR 17068:2012 guidelines can help organizations optimize resource allocation, reduce risks associated with data loss or corruption, and ensure compliance with legal and regulatory requirements.

Case Studies and Examples

Several organizations have successfully implemented ISO/TR 17068:2012 to enhance their digital preservation capabilities:

  • National Archives Institution: Adopted ISO/TR 17068:2012 guidelines to establish a TTPR for preserving government records and historical documents. Implemented robust technical infrastructure, standardized metadata schemas, and conducted regular audits to ensure compliance and enhance trustworthiness.
  • Corporate Records Management: Incorporated ISO/TR 17068:2012 recommendations to improve the management and preservation of digital records for compliance and legal purposes. Enhanced data integrity and accessibility, reducing risks associated with information loss.

Conclusion

ISO/TR 17068:2012 provides a valuable framework for organizations seeking to implement effective digital preservation strategies. By adopting its guidelines and recommendations, organizations can enhance the trustworthiness, reliability, and long-term accessibility of digital records, thereby meeting stakeholder expectations and ensuring the preservation of valuable digital information for future generations.

For further guidance on implementing ISO/TR 17068:2012 or to explore case studies demonstrating its application, please refer to the full text of the technical report available from the International Organization for Standardization (ISO).

References

  • International Organization for Standardization (ISO). ISO/TR 17068:2012 Information and documentation – Trusted third party repository for digital records.
  • Additional resources and case studies available from ISO and digital preservation organizations.

This white paper provides a structured overview of ISO/TR 17068:2012 and its implications for organizations involved in digital records preservation. It outlines key recommendations, benefits, and practical examples to illustrate the value of adopting standardized practices for ensuring the long-term integrity and accessibility of digital information.

The industrial application of ISO/TR 17068:2012, “Information and documentation – Trusted third party repository for digital records,” primarily focuses on organizations within various sectors that manage significant volumes of digital records. While this technical report is not mandatory, its guidelines offer valuable insights and practices that can be beneficial for industrial applications, especially in sectors where reliable digital recordkeeping and preservation are critical. Here are some industrial applications of ISO/TR 17068:2012:

1. Corporate Records Management

  • Financial Institutions: Banks, insurance companies, and financial service providers often deal with extensive records that require long-term preservation for compliance and legal purposes. Implementing ISO/TR 17068:2012 guidelines helps ensure the authenticity and accessibility of financial records over time, supporting regulatory compliance and audits.
  • Healthcare Organizations: Hospitals, clinics, and healthcare providers manage vast amounts of patient records and medical data. Adhering to ISO/TR 17068:2012 can enhance the security, integrity, and privacy of digital health records, ensuring they remain accessible for patient care and compliance with healthcare regulations.

2. Manufacturing and Engineering

  • Product Lifecycle Management: Manufacturing industries rely on digital records throughout the product lifecycle, from design and production to maintenance and disposal. ISO/TR 17068:2012 guidelines assist in managing digital documentation related to product specifications, quality assurance records, and compliance documentation, ensuring traceability and reliability.
  • Engineering Firms: Companies involved in engineering projects generate extensive digital records, including design plans, specifications, and project documentation. Implementing ISO/TR 17068:2012 helps maintain the integrity and accessibility of critical engineering records, supporting project management and regulatory requirements.

3. Government and Public Sector

  • Public Administration: Government agencies manage vast amounts of digital records, including administrative documents, legal records, and public records. Adopting ISO/TR 17068:2012 guidelines helps ensure transparency, accountability, and accessibility of government records, supporting public service delivery and regulatory compliance.
  • Archives and Cultural Institutions: National archives, libraries, and cultural institutions preserve valuable cultural heritage and historical records in digital formats. ISO/TR 17068:2012 provides frameworks for establishing trusted repositories that safeguard digital artifacts and ensure their long-term accessibility for research, education, and public access.

4. Research and Academic Institutions

  • Research Data Management: Universities, research centers, and academic institutions generate and manage large volumes of research data and scholarly outputs. ISO/TR 17068:2012 guidelines assist in developing robust digital preservation strategies for research data, ensuring reproducibility, compliance with funding agency requirements, and long-term accessibility for future research.

Benefits of Implementing ISO/TR 17068:2012 in Industrial Applications:

  • Risk Mitigation: Minimizes risks associated with data loss, format obsolescence, and technological changes through structured digital preservation strategies.
  • Compliance and Governance: Supports regulatory compliance, legal requirements, and industry standards related to recordkeeping, data protection, and information governance.
  • Operational Efficiency: Enhances efficiency in managing and retrieving digital records, reducing costs associated with information management and preservation.
  • Stakeholder Trust: Builds trust among stakeholders, including customers, regulators, and partners, by demonstrating commitment to reliable and secure digital recordkeeping practices.

In conclusion, while ISO/TR 17068:2012 is not mandatory, its guidelines provide valuable frameworks and best practices for organizations in various industrial sectors to enhance the management, preservation, and accessibility of digital records. Implementing these guidelines can improve operational efficiency, mitigate risks, and support compliance with regulatory requirements, thereby fostering trust and reliability in digital recordkeeping practices.

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